National market system plan

Results: 233



#Item
121Financial system / Financial regulation / Self-regulatory organizations / Economy of the United States / United States securities law / Chicago Stock Exchange / Securities Exchange Act / U.S. Securities and Exchange Commission / National market system plan / Financial markets / Financial economics / Investment

Order Granting Approval to Proposed Rule Change to Amend the CHX Membership Dues and Fees Schedule to Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities

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Source URL: www.sec.gov

Language: English - Date: 2004-05-27 12:08:28
122Options Price Reporting Authority / Financial system / National market system plan / Securities Exchange Act / International Securities Exchange / Bid price / Financial markets / Financial economics / Finance

Release No[removed]; File No. SR-OPRA[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-11-04 15:13:15
123Investment / Financial system / National market system plan / Securities market / Securities Exchange Act / Security / Financial markets / Financial economics / Options Price Reporting Authority

PLAN FOR REPORTING OF CONSOLIDATED OPTIONS LAST SALE REPORTS AND QUOTATION INFORMATION [Proposed new language is double underlined; proposed deletions are [in brackets]] The registered national securities exchanges named

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Source URL: www.sec.gov

Language: English - Date: 2003-11-25 13:21:08
124National market system plan / Financial system / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / International Securities Exchange / Financial markets / Financial economics / Options Price Reporting Authority

OPRA: Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Provide that Classes of Foreign Currency Options Newly Introduced for Trading on the Phi

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Source URL: www.sec.gov

Language: English - Date: 2005-12-09 13:51:35
125National market system plan / Financial system / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Federal Reserve System / Financial markets / Financial economics / Options Price Reporting Authority

Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan to Adopt a Policy Named “Policy with respect to Disaster Recovery Facilities”

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Source URL: www.sec.gov

Language: English - Date: 2011-11-22 09:49:59
126Financial system / Finance / United States securities law / National market system plan / Options Price Reporting Authority / Consolidated Tape Association / Chicago Stock Exchange / Securities Exchange Act / Financial markets / Self-regulatory organizations / Financial economics

Microsoft Word - Release[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2005-03-21 11:33:53
127Options Price Reporting Authority / National market system plan / United States securities law / Financial system / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Regulation NMS / Financial markets / United States Securities and Exchange Commission / Financial economics

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-08-28 11:59:39
128Finance / United States securities law / 73rd United States Congress / Financial markets / Stock market / Options Clearing Corporation / Regulation NMS / Securities Exchange Act / National market system plan / Financial economics / United States Securities and Exchange Commission / Financial system

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2009-10-26 14:02:33
129United States securities law / Financial system / Finance / National market system plan / Consolidated Tape Association / Securities Exchange Act / Financial Industry Regulatory Authority / Chicago Stock Exchange / U.S. Securities and Exchange Commission / Financial markets / Self-regulatory organizations / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA/CQ[removed]July 19, 2013 Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Nineteenth Charges Amendment to the S

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Source URL: www.sec.gov

Language: English - Date: 2013-07-21 10:43:05
130National market system plan / Securities Industry Automation Corporation / Financial system / Data feed / Securities Exchange Act / Finance / U.S. Securities and Exchange Commission / Financial markets / Financial economics / Options Price Reporting Authority

Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan to Implement the Datafeed Policy

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Source URL: www.sec.gov

Language: English - Date: 2011-11-22 09:49:20
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